| Type of Services | Fee |
|---|---|
| Brokerage (By Telephone) | 0.18 % on Transaction Amount. Minimum HK$80.00 |
| Brokerage (By Internet) | 0.15 % on Transaction Amount. Minimum HK$50.00 (Non-Account Executive client only) |
| Stamp duty | 0.1% of Transaction Amount (rounded up to the nearest dollar) |
| Transaction levy | 0.0027% on total Transaction Amount |
| Trading Fee | 0.005% on Transaction Amount |
| CCASS Fee | 0.005% on total Transaction Amount (Minimum HK$5.00, Maximum HK$300.00) |
| Penalty interest on loan / Amount overdue | Maximum (Hang Seng Bank Prime + 30%) |
| IPO / Placement Application | HK$100.00 each application |
| Physical Stock Deposit | Free, but subject to HK$5.00 per Transfer Deed |
| Physical Stock Withdrawal | HK$5.00 per lot / odd lot |
| Settlement Instruction ("SI") for shares | Free on Receipt 0.01% of gross value on Delivery (Minimum HK$25.00) |
| Individual S.I. ("ISI") for shares | Free on Receipt HK$20.00 each on Delivery |
| Share register for physical scrip | HK$5.00 per lot / add lot (Minimum HK$100) |
| Share register on book-close date (for first registration) - For entitlement collection - But not involve any entitlement |
HK$2.00 per lot / odd lot HK$1.50 per lot / odd lot |
| Collection of Cash dividend / cash option | 0.5% of cash dividend (Minimum HK$20.00) |
| Collection of bonus share / scrip option | HK$1.00 per lot / odd lot (Minimum HK$20.00) |
| Collection of bonus warrants / right | free |
| Share subdivision / consolidation / re-organization | free |
| Exercise of rights / warrants / callable Bull Bear Contracts | HK$80.00 + Fee levied by CCASS |
| Claim for entitlement | HK$500.00 each claim |
| Monthly Statement Re-print | HK$30.00 for each statement older than 3 months |
| Bounced cheque | HK$100.00 each bounced cheque |
| Stop payment of Cheque | HK$150.00 each cheque |
| Letter of Certification of Account Balance | HK$150.00 each letter |
| Telegraphic Transfer | HK$150.00 + Bank Charges |
| Stock Segregated Account with Statement Service | Monthly Fee HK$20.00 |
| Real-time Quotation Service : AFE snapshot quote AFE real-time streaming quote |
HK$ 0.3 per quote (exchange levy inclusive) Client can enjoy 200 free quote each month. Extra 200 free quote will be offered for every HK$1,000,000 transaction amount. Residual will be cleared. HK$ 368 per month (exchange levy inclusive) To initialize the service, 2 month fee of deposit and 1 month service fee have to be paid in advance To be paid in advance every month （If the monthly accumulated commission exceeds HK$2,000 , the quotation fee of that month will be rebated. The rebate will automatically credit the client securities account.） Please refer to the application form to details. |