Open Account

Account Opening Form

  1. Account opening procedure and reply form
  2. Account Information Form
  3. Cash Clients Agreement
  4. Derivative Knowledge Assessment Form
  5. Signature Card
  6. Electronic statement service subscription/ maintenance form
  7. Request Service for Electronic Trading Function
  8. Real Time Online Quotation Services Agreement
  9. Bank deposit instruction
  10. Business Clients Account opening procedure
  11. Business Clients Account Information Form
  12. Certified Extract of Board Resolution
  13. Self-Certification Form – Individual (CRS-I(HK))
  14. Self-Certification Form – Corporate or Entity (CRS-E)
  15. Self-Certification Form – Controlling Person (CRS-CP)
  16. Opt Out of Receiving Prompt Notifications of Trade Execution
  17. Client consent under the Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR)


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